Stable equilibrium is death

Be suspicious of science(s) based on a presumption of equilibrium.  This dates back to 1910, with Henry Adams on the second law of thermodynamics.

If the silent, half-conscious, intuitive faith of society could be fixed, it might possibly be found always tending towards a belief in future equilibrium of some sort, that should end in becoming stable; an idea which belongs to mechanics, and was probably the first idea that nature taught to a stone or to an apple; to a lemur or an ape; before teaching it to Newton. [pp. 185-186]

Unfortunately for society, the physicists again abruptly interfere, like Sancho Panza’s doctor, by earnest protests that, if one physical law exists more absolute than another, it is the law that stable equilibrium is death.  [editorial emphasis added]

A society in stable equilibrium is — by definition, — one that has history, and wants not historians.  [p. 186]

Thomson and Clausius startled the world by announcing this principle in 1852; but the ants and bees had announced it some millions of years before, as a law of organisms, and it may have been established early, in more convincing form, by some of the caterpillars.  [pp. 186-187]

According to the recent doctrine of Will or Intuition, this conclusion was the first logical and ultimate result reached in the evolution of organic life; but the professor of history who shall accept the hymenoptera and lepidoptera as teachers in the place of Kelvin and Clausius, will probably find himself in the same dilemma as before.  [p. 187]

If he aims at carrying his audience with him, he will have to adopt the current view of a society rising to an infinitely high potential of energy, and there remaining in equilibrium, the only view which will ensure him the sympathy of men, as well as, — probably, — of caterpillars; but if wants to conciliate science, he will have to deride the idea of a stable equilibrium of high potential, and insist that no stable social equilibrium can be reached except by degrading social energies to a level where they can fall no further and do no more useful work.  [pp. 188-189]

Perhaps this formula, too, may please many students, whose potential of vital energy, — or, in simpler words, whose love of work, — is less archaic than that of the ants and bees; but as a matter of practical teaching, — as a mere choice between technical formulas, — the two methods result in the same dilemma for the old-fashioned evolutionist who clings to his ideals of indefinite progress.

Between the two equilibriums, each mechanical and each insisting that history is at an end, lost forever in the ocean of statistics, the classical University teacher of history, with his intuitions of freewill and art, can exist only as a sporadic survival to illustrate for his colleagues the workings of their second law of thermodynamics [p. 188].

1910_ALetterToAmericanTeachersOfHistory

There’s a 1992 appreciation of Henry Adams by Keith Burich.

Ever since Henry Adams penned the phrase “stable equilibrium is death” in his Letter to American Teachers of History (1910), historians have quite naturally assumed that he was referring to the awful predictions of the Second Law of Thermodynamics, which requires the irreversible dissipation of human and natural energies point of a universal, deadening stasis. […] What has been lost on Adams’s biographers, however, is the fact that his interest in and understanding of modern science was far in advance of many of his contemporaries’, including many scientists, and that his dabblings in geology and evolution in the 1860s reflected an early uneasiness with the prevvailing assumptions that the forces governing man and nature are rational, predictable, and purposeful. [p. 631]

[…]

Lyell’s three-volume Principles of Geology, published in 1830, became the foundation for modern geology. It was more than a textbook on geology, however; it was a defense of a theory of the earth’s organic and inorganic development, a theory that came to be known as uniformitarianism. Lyell hoped to establish geology as a legitimate science by insisting that the theories had to be based on empirical observation and verification rather than metaphysical speculation and that the organic and inorganic history of the earth could be explained by forces currently at work in nature. The competing theory, catastrophism, is most often associated with biblical literalism. Since according to the Word the earth was created in 4004 B.C., its geological contours had to have been the result of divinely directed interventions, catastrophes like floods, because the earth’s relative youth did not allow for more gradua processes. [pp. 632-633]

[….]

As Stephen Jay Gould has recently shown, Lyell and his predecessor, the eighteenth-century English geologist James Hutton, were committed to a cyclical conception of time, or what Gould terms “time’s stately cycle.” Under the Newtonian dispensation Hutton and Lyell were trying to apply to geology, like causes have like effects; changes are predictable. If the catastrophists were to be believed, however, time would not form an endless series of identical cycles, but a linear progression pointing in some unknowable direction. According to Gould, Hutton and Lyell were unwilling to embrace the possibility that the changes that effected organic and inorganic history might be rapid and discontinuous. Randomness could not order the universe, or so they thought, and thus time’s stately cycle must lay at its heart.

Adams let his readers know from the outset that Lyell had hitched his horse to uniformitarianism and was unwilling to entertain alternative explanations for geological phenoemena, a shortcoming Adams would later exploit in the review He warned his audience not to expect more than a textbook on uniformitarian principles from Lyell. [p. 634]

[…]
By the 1860s Adams was already chafing at attempts to reduce man and nature to mechanical, deterministic formulas and to impose “one Form, Law, Order or Sequence” on history. It was motion and change, not promises of perfection, that attracted him. Nevertheless, he had no alternative but to accept the prevailing orthodoxies of the day. [p. 644]

[….]

Adams’s suspicions about the inadequacies of uniformitarianism have recently and indirectly been given credence by Gould and his colleague Niles Eldredge, who have questioned the assumption that evolution proceeds inexorably from lower and simpler organisms to higher and more complex species. Gould and Eldredge have suggested instead that species remain remarkably stable over time and that new species appear abruptly and rapidly, not gradually and progressively out of existing species. Adaptation and natural selection account for minor changes but only after the equilibria in which species normally persist are “puncutated” by the sudden appearance of new species. Furthermore, Gould has shown that evolution has been by catastrophes, like the one that caused the demise of the dinosaurs and more serious ones that extinguished up to percent of all species nearly six hundred million. Gould has concluded that such catastrophes have been more instrumental in shaping the course of evolution than competition and natural selection. If so, then no necessary direction can be imputed to evolution, and the current state of nature may not be inevitable and predictable.  [p. 645]

Good science (and history) should learn from nature.

References

Adams, Henry. 1910. A Letter to American Teachers of History. Washington [Press of J.H. Furst]. http://archive.org/details/alettertoamerica00adamuoft.

Burich, Keith R. 1992. “‘Stable Equilibrium Is Death’: Henry Adams, Sir Charles Lyell, and the Paradox of Progress.” The New England Quarterly 65 (4): 631–47. doi:10.2307/365825.

#death, #equilibrium

Cyclical history and generations

If systems change over time, the change may follow a linear or cyclical pattern.

For people who would prefer to listen to a description and critical evaluation on cyclical patterns, a recent lecture is “Thoughts on Cyclical History & Generations” | Prof. CJ | May 22, 2017 | The Dangerous History Podcast (episode 0140, 1h53m) is at http://profcj.org/ep140/ .  This covers:

  • Ancient conceptions of cyclical time
  • The concept of linear time
  • Some modern conceptions of cyclical time
  • The generational theory of William Strauss & Neil Howe, authors of (among other things) the famous book The Fourth Turning: An American Prophecy
  • What the Strauss-Howe theory says about recent American history as well as about its present & future
  • CJ’s thoughts on Strauss & Howe’s theory

For a human system, the cycle has been described as a saeculum with a periodicity of about 80 years, with four turnings (analogous to spring, summer, autumn, winter) of about 20 years each.  This research is explained online at The LifeCourse Method, published circa 2012.  The generational theory is more thoroughly explained by William Strauss and Neil Howe | The Fourth Turning | Broadway Books | 1997, (which has a preview on Google Books, as well as on Amazon).  There is a Wikipedia page on Strauss-Howe generational theory, as well as a continuing discussion at generational-theory.com .

This theory is based on Anglo-American history dating back to the 1400s, and admits that other societies could be on different cycles.  While William Strauss passed away in 2007, Neil Howe is still active with his research, and even posts at https://twitter.com/howegeneration.  A search on “Neil Howe, turnings” rapidly turns up more interviews and recently published articles.

#fourth-turning, #generational-theory

Capitalism and the principal-agent problem

Within a capitalist system, perhaps there’s more than one way to distribute moral hazard.  Here’s a concrete view of an investor-dominated approach at Apple, as compared to a managerial-dominated approach at Google.

Which principal-agent problem is more vexing? Stock-market returns are one, albeit imperfect, way of answering this question and since the initial developments, Google has far outperformed Apple. But that pattern is flipped if the time frame is restricted to the past year. So it won’t be known for many years to come if Apple or Google has a sharper financial strategy.

More importantly, though, how do these strategies impact the lives of everyday people? A capitalist system aims for the efficient allocation of capital, and indeed, workers have a better shot at seeing median wages increase when money is being put to its most productive use. So to an extent, how they fare under each system has to do with who is deciding where and how profits get invested. When managers reallocate profits, that reallocation benefits from the capabilities and knowledge that companies have built over decades, but suffers from the possibly poor incentives of managers. When investors are the ones reallocating profits, however, the scope of the reallocation can be broader, theoretically leading to more innovation; at the same time, those investors don’t have preexisting organizational capabilities and they may suffer from their own short-term time horizons.

Even if one considers the disparities in the shares of wealth accruing to labor and capital problematic—and there certainly are other strategies for addressing those disparities—making sure that managers and investors are dividing their responsibilities on capital allocation efficiently is critical for making the economic pie as big as it can be. And in that regard, while the problems of Google’s model are significant, they are also well appreciated. The excesses of Apple’s model and the widespread deployment of share buybacks are just as dangerous—and not nearly as well understood.

“Capitalism the Apple Way vs. Capitalism the Google Way” | Mihir A. Desai | July 10, 2017 | The Atlantic at https://www.theatlantic.com/business/archive/2017/07/apple-google-capitalism/532995/

The Atlantic: Capitalism the Apple Way vs. Capitalism the Google Way

Question for systems community: How to apply systems thinking?

Hi all systems people!

I am a recent graduate from Aalto University, Finland, where I studied in the interdisciplinary Creative Sustainability master’s degree program. Systems thinking was one of the bedrocks of the program, and we were fortunate to have David Ing teach us about systems sciences in one of our courses. David has been giving me advice after the course, and after a recent conversation about how to apply systems thinking, he requested that I post my question to SysCoI. So here goes.

My question is: How would you advice a recent graduate entering the workforce to apply systems thinking? Where would you start and what practices would you implement? I would also love to hear any stories of how you have applied systems thinking and practices to real life problem settings.

Thank you already in advance!

JP

 

Learning-by-trying

Working with social computing technologies can involve a lot of learning-by-trying.

While there is some similarities with “innovation configurations” research on implementation knowledge, this definition of learning-by-trying focuses on the integrating.

“Each configuration is built up from a range of components to meet the very specific requirements of the particular use organization. Configurations therefore demand substantial user input and effort if they are to be at all successful, and such inputs can provide the raw material for significant innovation” (Fleck 1994, 637–38).

Configuring social computing technologies don’t follow the characteristics of wicked problems. The issues are typically complicated rather than complex, and can be worked out with time.


Fleck, James. 1994. “Learning by Trying: The Implementation of Configurational Technology.” Research Policy 23 (6): 637–652. doi:10.1016/0048-7333(94)90014-0.